SEC Form 4 · accession 0001001039-15-000155
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Jayne Parker
Officer — EVP and Chief HR Officer
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Jun 1, 2015 | M | 2,700 | $31.12 | A | 2,700 | D | |
| Disney Common StockF1 | Jun 1, 2015 | S | 2,700 | $111.007 | D | 0 | D | |
| Disney Common Stock | Jun 2, 2015 | M | 48,091 | $31.12 | A | 48,091 | D | |
| Disney Common Stock | Jun 2, 2015 | M | 30,571 | $39.6475 | A | 78,662 | D | |
| Disney Common StockF2 | Jun 2, 2015 | S | 78,662 | $111.0669 | D | 0 | D | |
| Disney Common Stock | Jun 3, 2015 | M | 18,668 | $39.6475 | A | 18,668 | D | |
| Disney Common Stock | Jun 3, 2015 | M | 39,674 | $38.75 | A | 58,342 | D | |
| Disney Common Stock | Jun 3, 2015 | S | 58,342 | $111.20 | D | 0 | D | |
| Disney Common StockF3 | holding | — | — | — | 13,107 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $31.12 | Jun 1, 2015 | M | 2,700 | D | — | Jan 13, 2020 | Disney Common Stock | 2,700 | 48,091 | D |
| Stock Option (Right to Buy)F4 | $31.12 | Jun 2, 2015 | M | 48,091 | D | — | Jan 13, 2020 | Disney Common Stock | 48,091 | 0 | D |
| Stock Option (Right to Buy)F4 | $39.6475 | Jun 2, 2015 | M | 30,571 | D | — | Jan 26, 2021 | Disney Common Stock | 30,571 | 18,668 | D |
| Stock Option (Right to Buy)F4 | $39.6475 | Jun 3, 2015 | M | 18,668 | D | — | Jan 26, 2021 | Disney Common Stock | 18,668 | 0 | D |
| Stock Option (Right to Buy)F5 | $38.75 | Jun 3, 2015 | M | 39,674 | D | — | Jan 18, 2022 | Disney Common Stock | 39,674 | 13,225 | D |
Explanation of responses
- F1Shares were sold in two transactions pursuant to a single sell order. Sale prices of individual transactions were 1900 shares sold for $111.01 per share and 800 shares sold for $111.00 per share.
- F2Shares were sold in twenty-six incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $111.00 to $111.24. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.
- F3Shares held in The Walt Disney Stock Fund as of June 2, 2015. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F4The option is fully vested.
- F5Option was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option vests as to its remaining 13,225 shares on January 18, 2016