SEC Form 4 · accession 0001001039-15-000139
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin A Mayer
Officer — EVP-Corp Strat & Business Dev
Period of report
May 19, 2015
Accepted (ET)
May 19, 2015 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | May 19, 2015 | M | 27,538 | $39.6475 | A | 59,522 | D | |
| Disney Common Stock | May 19, 2015 | M | 42,791 | $38.75 | A | 102,313 | D | |
| Disney Common Stock | May 19, 2015 | M | 29,109 | $51.29 | A | 131,422 | D | |
| Disney Common StockF1 | May 19, 2015 | S | 99,438 | $110.6293 | D | 31,984 | D | |
| Disney Common Stock | holding | — | — | — | 65 | I | By Mayer Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $39.6475 | May 19, 2015 | M | 27,538 | D | — | Jan 26, 2021 | Disney Common Stock | 27,538 | 0 | D |
| Stock Option (Right to Buy)F3 | $38.75 | May 19, 2015 | M | 42,791 | D | — | Jan 18, 2022 | Disney Common Stock | 42,791 | 14,264 | D |
| Stock Option (Right to Buy)F4 | $51.29 | May 19, 2015 | M | 29,109 | D | — | Jan 16, 2023 | Disney Common Stock | 29,109 | 29,110 | D |
Explanation of responses
- F1Shares were sold in 30 incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $110.55 to $110.71. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.
- F2The option is fully vested.
- F3Option was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The option vests as to its remaining 14,264 shares on January 18, 2016.
- F4Option was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The remaining shares vest as to 14,555 shares on January 16, 2016, and as to 14,555 shares on January 16, 2017.