SEC Form 4 · accession 0001001039-15-000091
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orin Smith
Director
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Mar 10, 2015 | M | 6,000 | $28.06 | A | 33,570 | D | |
| Disney Common Stock | Mar 10, 2015 | M | 8,860 | $16.225 | A | 42,430 | D | |
| Disney Common StockF1 | Mar 10, 2015 | S | 14,860 | $104.1089 | D | 27,570 | D | |
| Disney Common Stock | Mar 11, 2015 | M | 1,500 | $16.225 | A | 29,070 | D | |
| Disney Common StockF2 | Mar 11, 2015 | S | 1,500 | $103.3143 | D | 27,570 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $28.06 | Mar 10, 2015 | M | 6,000 | D | — | Mar 1, 2016 | Disney Common Stock | 6,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $16.225 | Mar 10, 2015 | M | 8,860 | D | — | Mar 2, 2016 | Disney Common Stock | 8,860 | 1,500 | D |
| Stock Option (Right to Buy)F3 | $16.225 | Mar 11, 2015 | M | 1,500 | D | — | Mar 2, 2016 | Disney Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Shares were sold in 27 incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $104.00 to $104.35. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.
- F2Shares were sold in three incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $103.31 to $103.325. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.
- F3The option is fully vested.