SEC Form 4 · accession 0001001039-15-000025
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin A Mayer
Officer — EVP-Corp Strat & Business Dev
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common StockF1 | Jan 16, 2015 | M | 2,696 | $94.605 | A | 19,698 | D | |
| Disney Common StockF2 | Jan 16, 2015 | F | 1,012 | $94.605 | D | 18,686 | D | |
| Disney Common StockF1 | Jan 18, 2015 | M | 3,037 | $94.605 | A | 21,723 | D | |
| Disney Common StockF3 | Jan 18, 2015 | F | 1,142 | $94.605 | D | 20,581 | D | |
| Disney Common StockF4 | Jan 18, 2015 | M | 18,230 | $94.605 | A | 38,811 | D | |
| Disney Common StockF5 | Jan 18, 2015 | F | 8,920 | $94.605 | D | 29,891 | D | |
| Disney Common Stock | holding | — | — | — | 65 | I | By Mayer Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF6,F1 | — | Jan 16, 2015 | M | 2,696 | D | — | Jan 16, 2015 | Disney Common Stock | 2,696 | 0 | D |
| Disney Common StockF6,F1 | — | Jan 18, 2015 | M | 3,037 | D | — | Jan 18, 2015 | Disney Common Stock | 3,037 | 0 | D |
| Restricted Stock UnitF6,F4 | — | Jan 18, 2015 | M | 18,230 | D | — | Jan 18, 2015 | Disney Common Stock | 18,230 | 0 | D |
Explanation of responses
- F1Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 4, 2014. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.
- F2The 1011.8132 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- F3The 1,142.4854 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- F4Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 22, 2014. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.
- F5The 8,920.2050 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- F6Converts at 1-for-1.