SEC Form 4 · accession 0001001039-15-000011
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine M McCarthy
Officer — EVP - Corporate & Treasurer
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Jan 5, 2015 | M | 37,895 | $29.895 | A | 130,875 | D | |
| Disney Common StockF1 | Jan 5, 2015 | S | 37,895 | $92.9369 | D | 92,980 | D | |
| Disney Common StockF2 | holding | — | — | — | 3,411 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $29.895 | Jan 5, 2015 | M | 37,895 | D | — | Jan 9, 2015 | Disney Common Stock | 37,895 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Shares were sold in 43 incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $92.74 to $93.29. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.
- F2Shares held in The Walt Disney Stock Fund as of January 5, 2015. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F3The option is fully vested.