SEC Form 4 · accession 0001127602-19-004268
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Rae
Officer — SVP, Global HR
Period of report
Feb 5, 2019
Accepted (ET)
Feb 6, 2019 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2019 | M | 4,000 | $98.21 | A | 8,794 | D | |
| Common Stock | Feb 5, 2019 | S | 4,000 | $232.44 | D | 4,794 | D | |
| Common Stock | Feb 5, 2019 | M | 6,800 | $113.36 | A | 11,594 | D | |
| Common Stock | Feb 5, 2019 | S | 6,800 | $232.29 | D | 4,794 | D | |
| Common Stock | holding | — | — | — | 4,028 | I | By 401k | |
| Common Stock | holding | — | — | — | 3,029 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $98.21 | Feb 5, 2019 | M | 4,000 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 4,000 | 0 | D |
| Stock Option (Right to Buy) | $113.36 | Feb 5, 2019 | M | 6,800 | D | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 6,800 | 6,800 | D |