SEC Form 4 · accession 0001127602-19-002853
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence P Kelly
Officer — SVP, President TA Instruments
Period of report
Jan 28, 2019
Accepted (ET)
Jan 29, 2019 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | M | 2,942 | $194.26 | A | 4,888 | D | |
| Common Stock | Jan 28, 2019 | S | 2,942 | $228.95 | D | 1,946 | D | |
| Common Stock | holding | — | — | — | 161 | I | by ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $194.26 | Jan 28, 2019 | M | 2,942 | D | Dec 5, 2018 | Dec 5, 2027 | Common Stock | 2,942 | 11,769 | D |