SEC Form 4 · accession 0001127602-19-002804
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Beaudouin
Officer — SVP and General Counsel
Period of report
Jan 25, 2019
Accepted (ET)
Jan 28, 2019 · 1:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2019 | M | 5,000 | $98.21 | A | 9,852 | D | |
| Common Stock | Jan 25, 2019 | M | 8,000 | $113.36 | A | 17,852 | D | |
| Common Stock | Jan 25, 2019 | M | 7,506 | $128.93 | A | 25,358 | D | |
| Common Stock | Jan 25, 2019 | M | 4,133 | $139.51 | A | 29,491 | D | |
| Common Stock | Jan 25, 2019 | M | 3,209 | $194.26 | A | 32,700 | D | |
| Common Stock | Jan 25, 2019 | S | 27,848 | $225.36 | D | 4,852 | D | |
| Common Stock | holding | — | — | — | 1,728 | I | 401K | |
| Common Stock | holding | — | — | — | 3,102 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $98.21 | Jan 25, 2019 | M | 5,000 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy) | $113.36 | Jan 25, 2019 | M | 8,000 | D | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 8,000 | 8,000 | D |
| Stock Option (Right to Buy) | $128.93 | Jan 25, 2019 | M | 7,506 | D | Dec 9, 2016 | Dec 9, 2025 | Common Stock | 7,506 | 15,011 | D |
| Stock Option (Right to Buy) | $139.51 | Jan 25, 2019 | M | 4,133 | D | Dec 9, 2017 | Dec 9, 2026 | Common Stock | 4,133 | 12,400 | D |
| Stock Option (Right to Buy) | $194.26 | Jan 25, 2019 | M | 3,209 | D | Dec 5, 2018 | Dec 5, 2027 | Common Stock | 3,209 | 12,839 | D |