SEC Form 4 · accession 0001127602-19-002803
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Kim
Officer — SVP Global Operations
Period of report
Jan 25, 2019
Accepted (ET)
Jan 28, 2019 · 1:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2019 | M | 913 | $139.51 | A | 2,796 | D | |
| Common Stock | Jan 25, 2019 | S | 913 | $226.39 | D | 1,883 | D | |
| Common Stock | holding | — | — | — | 282 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $139.51 | Jan 25, 2019 | M | 913 | D | Dec 9, 2017 | Dec 9, 2026 | Common Stock | 913 | 2,738 | D |