SEC Form 4 · accession 0001127602-18-035975
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Kim
Officer — SVP Global Operations
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 10:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2018 | F | 127 | $0.00 | D | 1,883 | D | |
| Common Stock | holding | — | — | — | 282 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $189.54 | Dec 10, 2018 | A | 11,385 | A | Dec 10, 2019 | Dec 10, 2028 | Common Stock | 11,385 | 11,385 | D |
Explanation of responses
- F1These options vest 20% per annum for a 5 y ear period beginning on December 10, 2019.