SEC Form 4 · accession 0001127602-18-026802
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary E Hendrickson
Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2018 | A | 292 | $0.00 | A | 292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $188.26 | Sep 4, 2018 | A | 1,249 | A | Sep 4, 2019 | Sep 4, 2028 | Common Stock | 1,249 | 1,249 | D |
Explanation of responses
- F1Grant of shares of common stock subject to restrictions that lapse September 4, 2019.
- F2Options fully vest on September 4, 2019.