SEC Form 4 · accession 0001127602-18-011060
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Kuebler
Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 12, 2018 · 10:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | M | 3,500 | $38.09 | A | 18,411 | D | |
| Common Stock | Mar 9, 2018 | S | 3,500 | $209.10 | D | 14,911 | D | |
| Common Stock | Mar 9, 2018 | M | 3,584 | $61.63 | A | 18,495 | D | |
| Common Stock | Mar 9, 2018 | S | 3,584 | $209.10 | D | 14,911 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $38.09 | Mar 9, 2018 | M | 3,500 | D | Jan 2, 2010 | Jan 2, 2019 | Common Stock | 3,500 | 0 | D |
| Stock Option (Right to Buy) | $61.63 | Mar 9, 2018 | M | 3,584 | D | Jan 4, 2011 | Jan 4, 2020 | Common Stock | 3,584 | 0 | D |