SEC Form 4 · accession 0001127602-18-009282
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Terricciano
Officer — SVP, Global Operations
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | M | 100 | $98.21 | A | 3,273 | D | |
| Common Stock | Feb 28, 2018 | S | 100 | $208.80 | D | 3,173 | D | |
| Common Stock | Feb 28, 2018 | M | 1,423 | $117.68 | A | 4,596 | D | |
| Common Stock | Feb 28, 2018 | S | 1,423 | $208.80 | D | 3,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $98.21 | Feb 28, 2018 | M | 100 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 100 | 3,000 | D |
| Stock Option (Right to Buy) | $117.68 | Feb 28, 2018 | M | 1,423 | D | Feb 10, 2017 | Feb 10, 2026 | Common Stock | 1,423 | 3,936 | D |