SEC Form 4 · accession 0001127602-18-008416
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Carson
Officer — SVP Corporate Development
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | A | 1,319 | $0.00 | A | 1,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $208.47 | Feb 23, 2018 | A | 13,627 | A | Feb 23, 2019 | Feb 23, 2028 | Common Stock | 13,627 | 13,627 | D |
Explanation of responses
- F1These Restricted Stock Units vest 33 1/3 % per annum for a 3 year period beginning on February 23, 2019.
- F2Options vest 20% per annum for a 5 year period beginning on February 23, 2019.