SEC Form 4 · accession 0001127602-18-002942
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Rae
Officer — SVP, Global HR
Period of report
Jan 29, 2018
Accepted (ET)
Jan 30, 2018 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | M | 8,000 | $87.06 | A | 13,443 | D | |
| Common Stock | Jan 29, 2018 | S | 8,000 | $219.23 | D | 5,443 | D | |
| Common Stock | Jan 29, 2018 | M | 20,400 | $113.36 | A | 25,843 | D | |
| Common Stock | Jan 29, 2018 | S | 20,400 | $218.93 | D | 5,443 | D | |
| Common Stock | holding | — | — | — | 3,977 | I | By 401k | |
| Common Stock | holding | — | — | — | 2,901 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $87.06 | Jan 29, 2018 | M | 8,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 8,000 | 0 | D |
| Stock Option (Right to Buy) | $113.36 | Jan 29, 2018 | M | 20,400 | D | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 20,400 | 13,600 | D |