SEC Form 4 · accession 0001127602-18-002785
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Beaudouin
Officer — SVP and General Counsel
Period of report
Jan 26, 2018
Accepted (ET)
Jan 29, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | M | 5,000 | $98.21 | A | 10,749 | D | |
| Common Stock | Jan 26, 2018 | S | 5,000 | $216.94 | D | 5,749 | D | |
| Common Stock | holding | — | — | — | 1,531 | I | 401K | |
| Common Stock | holding | — | — | — | 2,974 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $98.21 | Jan 26, 2018 | M | 5,000 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 5,000 | 5,000 | D |