SEC Form 4 · accession 0001127602-18-002562
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Beaudouin
Officer — SVP and General Counsel
Period of report
Jan 25, 2018
Accepted (ET)
Jan 26, 2018 · 10:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2018 | M | 15,000 | $87.06 | A | 20,749 | D | |
| Common Stock | Jan 25, 2018 | S | 15,000 | $217.15 | D | 5,749 | D | |
| Common Stock | Jan 25, 2018 | M | 8,000 | $113.36 | A | 13,749 | D | |
| Common Stock | Jan 25, 2018 | S | 8,000 | $217.18 | D | 5,749 | D | |
| Common Stock | Jan 25, 2018 | M | 15,010 | $128.93 | A | 20,759 | D | |
| Common Stock | Jan 25, 2018 | S | 15,010 | $217.30 | D | 5,749 | D | |
| Common Stock | Jan 25, 2018 | M | 4,133 | $139.51 | A | 9,882 | D | |
| Common Stock | Jan 25, 2018 | S | 4,133 | $217.15 | D | 5,749 | D | |
| Common Stock | holding | — | — | — | 1,531 | I | 401K | |
| Common Stock | holding | — | — | — | 2,974 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $87.06 | Jan 25, 2018 | M | 15,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 15,000 | 0 | D |
| Stock Option (Right to Buy) | $113.36 | Jan 25, 2018 | M | 8,000 | D | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 8,000 | 16,000 | D |
| Stock Option (Right to Buy) | $128.93 | Jan 25, 2018 | M | 15,010 | D | Dec 9, 2016 | Dec 9, 2025 | Common Stock | 15,010 | 22,517 | D |
| Stock Option (Right to Buy) | $139.51 | Jan 25, 2018 | M | 4,133 | D | Dec 9, 2017 | Dec 9, 2026 | Common Stock | 4,133 | 16,533 | D |