SEC Form 4/A · accession 0001127602-18-001595
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ian King
Officer — SVP, Global Products
Period of report
Dec 5, 2017
Accepted (ET)
Jan 11, 2018 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | F | 479 | $0.00 | D | 3,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $194.26 | Dec 5, 2017 | A | 16,048 | A | Dec 5, 2018 | Dec 5, 2027 | Common Stock | 16,048 | 16,048 | D |
Explanation of responses
- F1To report the correct grant price of $194.26 for the grant of stock options on December 5, 2017 which, due to a clerical error, was previously reported as a grant price of $194.25.
- F2These options vest 20% per annum for a 5 year period beginning on December 5, 2018.