SEC Form 4 · accession 0001127602-18-000587
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Conard
Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | A | 562 | $0.00 | A | 60,411 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Dec 31, 2017 | A | 118 | A | Dec 31, 2017 | — | Common Stock | 118 | 118 | D |
| Stock Option (Right to Buy)F4 | $195.69 | Jan 2, 2018 | A | 2,692 | A | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 2,692 | 2,692 | D |
Explanation of responses
- F1Grant of shares of common stock subject to restrictions that lapse January 2, 2019.
- F2COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.
- F3UPON RESIGNATION AS DIRECTOR.
- F4Options fully vest on January 2, 2019.