SEC Form 4 · accession 0001127602-17-034114
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Terrence P Kelly
Officer — SVP, President TA Instruments
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | F | 989 | $0.00 | D | 5,409 | D | |
| Common Stock | holding | — | — | — | 161 | I | by ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $194.25 | Dec 5, 2017 | A | 14,711 | A | Dec 5, 2018 | Dec 5, 2027 | Common Stock | 14,711 | 14,711 | D |
Explanation of responses
- F1These options vest 20% per annum for a 5 year period beginning on December 5, 2018.