SEC Form 4 · accession 0001127602-17-031283
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A Berthiaume
Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 8:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | G | 5,200 | $0.00 | D | 2,144,365 | D | |
| Common Stock | holding | — | — | — | 33,930 | I | By 401k Plan | |
| Common StockF1 | holding | — | — | — | 25,252 | I | By Family Trust | |
| Common StockF2 | holding | — | — | — | 794,562 | I | By Limited Partnership | |
| Common Stock | holding | — | — | — | 69,000 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of all shares of the Issuer's Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2An immediate family member of the reporting person is a general partner of the partnership that owns the reported Common Stock. The reporting person disclaims beneficial ownership of the reported Common Stock, except to the extent (if any) of his pecuniary interest therein.