SEC Form 4 · accession 0001127602-17-027252
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohit Khanna
Officer — SVP, Applied Technology
Period of report
Sep 8, 2017
Accepted (ET)
Sep 11, 2017 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2017 | M | 18,400 | $87.06 | A | 22,477 | D | |
| Common Stock | Sep 8, 2017 | S | 18,400 | $185.78 | D | 4,077 | D | |
| Common Stock | holding | — | — | — | 183 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $87.06 | Sep 8, 2017 | M | 18,400 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 18,400 | 4,600 | D |