SEC Form 4 · accession 0001127602-17-021127
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohit Khanna
Officer — SVP, Applied Technology
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 9:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 23,000 | $79.15 | A | 27,077 | D | |
| Common Stock | Jun 9, 2017 | S | 23,000 | $186.90 | D | 4,077 | D | |
| Common Stock | holding | — | — | — | 183 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.15 | Jun 9, 2017 | M | 23,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 23,000 | 0 | D |