SEC Form 4 · accession 0001127602-17-019494
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Rae
Officer — SVP, Global HR
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 10:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2017 | M | 8,000 | $79.15 | A | 14,129 | D | |
| Common Stock | May 24, 2017 | S | 8,000 | $177.32 | D | 6,129 | D | |
| Common Stock | May 24, 2017 | M | 8,000 | $87.06 | A | 14,129 | D | |
| Common Stock | May 24, 2017 | S | 8,000 | $177.10 | D | 6,129 | D | |
| Common Stock | holding | — | — | — | 3,991 | I | By 401k | |
| Common Stock | holding | — | — | — | 2,901 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.15 | May 24, 2017 | M | 8,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 8,000 | 0 | D |
| Stock Option (Right to Buy) | $87.06 | May 24, 2017 | M | 8,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 8,000 | 8,000 | D |