SEC Form 4 · accession 0001127602-17-018904
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie H Glimcher M.D.
Director
Period of report
May 19, 2017
Accepted (ET)
May 22, 2017 · 9:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2017 | M | 4,000 | $88.71 | A | 10,849 | D | |
| Common Stock | May 19, 2017 | S | 4,000 | $175.77 | D | 6,849 | D | |
| Common Stock | May 19, 2017 | M | 800 | $75.94 | A | 7,649 | D | |
| Common Stock | May 19, 2017 | S | 800 | $175.80 | D | 6,849 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $88.71 | May 19, 2017 | M | 4,000 | D | Jan 2, 2014 | Jan 2, 2023 | Common Stock | 4,000 | 0 | D |
| Stock Option (Right to Buy) | $75.94 | May 19, 2017 | M | 800 | D | Jan 3, 2013 | Jan 3, 2022 | Common Stock | 800 | 0 | D |