SEC Form 4 · accession 0001127602-17-018759
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohit Khanna
Officer — SVP, Applied Technology
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 12:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | M | 10,000 | $79.05 | A | 14,077 | D | |
| Common Stock | May 18, 2017 | S | 10,000 | $176.46 | D | 4,077 | D | |
| Common Stock | holding | — | — | — | 183 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.05 | May 18, 2017 | M | 10,000 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 10,000 | 10,000 | D |