SEC Form 4 · accession 0001127602-17-016361
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohit Khanna
Officer — SVP, Applied Technology
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 15,000 | $77.94 | A | 19,077 | D | |
| Common Stock | May 1, 2017 | S | 15,000 | $171.70 | D | 4,077 | D | |
| Common Stock | holding | — | — | — | 183 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $77.94 | May 1, 2017 | M | 15,000 | D | Dec 11, 2008 | Dec 11, 2017 | Common Stock | 15,000 | 0 | D |