SEC Form 4 · accession 0001127602-17-015919
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene G Cassis
Officer — SVP
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 10:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2017 | M | 7,862 | $128.93 | A | 35,889 | D | |
| Common Stock | Apr 27, 2017 | S | 7,862 | $171.49 | D | 28,027 | D | |
| Common Stock | Apr 27, 2017 | M | 16,000 | $113.36 | A | 44,027 | D | |
| Common Stock | Apr 27, 2017 | S | 16,000 | $171.24 | D | 28,027 | D | |
| Common Stock | holding | — | — | — | 2,148 | I | by ESPP | |
| Common Stock | holding | — | — | — | 6,386 | I | by Wife | |
| Common Stock | holding | — | — | — | 2,092 | I | by Wife's 401k | |
| Common Stock | holding | — | — | — | 1,084 | I | by Wife's ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $128.93 | Apr 27, 2017 | M | 7,862 | D | Dec 9, 2016 | Dec 9, 2025 | Common Stock | 7,862 | 31,452 | D |
| Stock Option (Right to Buy) | $113.36 | Apr 27, 2017 | M | 16,000 | D | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 16,000 | 24,000 | D |