SEC Form 4 · accession 0001127602-17-005678
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C Harrington
Officer — SVP, Global Markets
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 9:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | S | 2,155 | $149.90 | D | 4,073 | D | |
| Common Stock | Feb 13, 2017 | M | 16,800 | $79.05 | A | 20,873 | D | |
| Common Stock | Feb 13, 2017 | S | 16,800 | $149.83 | D | 4,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.05 | Feb 13, 2017 | M | 16,800 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 16,800 | 0 | D |