SEC Form 4 · accession 0001127602-17-004910
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Terricciano
Officer — SVP, Global Operations
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 9:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2017 | M | 6,000 | $87.06 | A | 9,652 | D | |
| Common Stock | Feb 9, 2017 | S | 6,000 | $148.32 | D | 3,652 | D | |
| Common Stock | Feb 9, 2017 | M | 3,000 | $98.21 | A | 6,652 | D | |
| Common Stock | Feb 9, 2017 | S | 3,000 | $148.26 | D | 3,652 | D | |
| Common Stock | Feb 9, 2017 | M | 6,000 | $79.15 | A | 9,652 | D | |
| Common Stock | Feb 9, 2017 | S | 6,000 | $148.06 | D | 3,652 | D | |
| Common Stock | Feb 9, 2017 | M | 8,400 | $113.36 | A | 12,052 | D | |
| Common Stock | Feb 9, 2017 | S | 8,400 | $148.28 | D | 3,652 | D | |
| Common Stock | Feb 9, 2017 | M | 3,940 | $128.93 | A | 7,592 | D | |
| Common Stock | Feb 9, 2017 | S | 3,940 | $148.18 | D | 3,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $87.06 | Feb 9, 2017 | M | 6,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy) | $98.21 | Feb 9, 2017 | M | 3,000 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 3,000 | 6,000 | D |
| Stock Option (Right to Buy) | $79.15 | Feb 9, 2017 | M | 6,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 6,000 | 0 | D |
| Stock Option (Right to Buy) | $113.36 | Feb 9, 2017 | M | 8,400 | D | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 8,400 | 12,600 | D |
| Stock Option (Right to Buy) | $128.93 | Feb 9, 2017 | M | 3,940 | D | Dec 9, 2016 | Dec 9, 2025 | Common Stock | 3,940 | 15,761 | D |