SEC Form 4 · accession 0001127602-17-003998
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Beaudouin
Officer — SVP and General Counsel
Period of report
Feb 3, 2017
Accepted (ET)
Feb 6, 2017 · 9:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2017 | M | 10,000 | $87.06 | A | 16,698 | D | |
| Common Stock | Feb 3, 2017 | S | 10,000 | $145.55 | D | 6,698 | D | |
| Common Stock | Feb 3, 2017 | M | 10,000 | $98.21 | A | 16,698 | D | |
| Common Stock | Feb 3, 2017 | S | 10,000 | $145.51 | D | 6,698 | D | |
| Common Stock | Feb 3, 2017 | M | 16,000 | $113.36 | A | 22,698 | D | |
| Common Stock | Feb 3, 2017 | S | 16,000 | $145.78 | D | 6,698 | D | |
| Common Stock | Feb 3, 2017 | M | 10,000 | $79.15 | A | 16,698 | D | |
| Common Stock | Feb 3, 2017 | S | 10,000 | $145.50 | D | 6,698 | D | |
| Common Stock | holding | — | — | — | 1,472 | I | 401K | |
| Common Stock | holding | — | — | — | 2,791 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $87.06 | Feb 3, 2017 | M | 10,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 10,000 | 15,000 | D |
| Stock Option (Right to Buy) | $98.21 | Feb 3, 2017 | M | 10,000 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy) | $113.36 | Feb 3, 2017 | M | 16,000 | D | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 16,000 | 24,000 | D |
| Stock Option (Right to Buy) | $79.15 | Feb 3, 2017 | M | 10,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 10,000 | 0 | D |