SEC Form 4 · accession 0001127602-17-002124
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherry Buck
Officer — SVP and CFO
Period of report
Jan 19, 2017
Accepted (ET)
Jan 20, 2017 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 19, 2017 | A | 2,116 | $0.00 | A | 2,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $141.74 | Jan 19, 2017 | A | 29,165 | A | Jan 19, 2018 | Jan 19, 2027 | Common Stock | 29,165 | 29,165 | D |
Explanation of responses
- F1These Restricted Stock Units vest 33 1/3% per annum for a 3 year period beginning on January 19, 2018.
- F2Options vest 20% per annum for a 5 year period beginning on January 19, 2018.