SEC Form 4 · accession 0001127602-17-001031
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joann A Reed
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | A | 806 | $0.00 | A | 17,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $136.43 | Jan 3, 2017 | A | 3,626 | A | Jan 3, 2018 | Jan 3, 2027 | Common Stock | 3,626 | 3,626 | D |
Explanation of responses
- F1Grant of shares of common stock subject to restrictions that lapse January 3, 2018.
- F2Options fully vest on January 3, 2018.