SEC Form 4/A · accession 0001127602-17-001012
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Edward Conard
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2017 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 4, 2016 | A | 843 | $0.00 | A | 51,543 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $130.35 | Jan 4, 2016 | A | 3,761 | A | Jan 4, 2017 | Jan 4, 2026 | Common Stock | 3,761 | 3,761 | D |
Explanation of responses
- F1The purpose of this amended filing is to correctly report the number of stock and stock option awards.
- F2Grant of shares of common stock subject to restrictions that lapse January 4, 2017.
- F3Options fully vest on January 4, 2017.