SEC Form 4 · accession 0001127602-16-069879
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence P Kelly
Officer — President, TA Instruments
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 6,698 | D | ||
| Common Stock | holding | — | — | — | 161 | I | by ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $139.51 | Dec 9, 2016 | A | 20,666 | A | Dec 9, 2017 | Dec 9, 2026 | Common Stock | 20,666 | 20,666 | D |
Explanation of responses
- F1These options vest 20% per annum for a 5 year period beginning on December 9, 2017.