SEC Form 4 · accession 0001127602-16-069220
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Berendt
Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 9:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 4,000 | $48.88 | A | 26,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $48.88 | Dec 5, 2016 | M | 4,000 | D | Jan 3, 2008 | Jan 3, 2017 | Common Stock | 4,000 | 0 | D |