SEC Form 4 · accession 0001127602-16-061035
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohit Khanna
Officer — Sr VP, Applied Technology
Period of report
Aug 23, 2016
Accepted (ET)
Aug 24, 2016 · 11:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2016 | M | 10,000 | $59.44 | A | 16,114 | D | |
| Common Stock | Aug 23, 2016 | S | 10,000 | $161.00 | D | 6,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $59.44 | Aug 23, 2016 | M | 10,000 | D | Dec 9, 2010 | Dec 9, 2019 | Common Stock | 10,000 | 0 | D |