SEC Form 4 · accession 0001127602-16-060437
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur G Caputo
Officer — EVP and President, Waters Div
Period of report
Aug 16, 2016
Accepted (ET)
Aug 17, 2016 · 6:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | M | 5,215 | $79.05 | A | 92,162 | D | |
| Common Stock | Aug 16, 2016 | S | 5,215 | $158.5406 | D | 86,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.05 | Aug 16, 2016 | M | 5,215 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 5,215 | 104,785 | D |