SEC Form 4 · accession 0001127602-16-059160
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Terricciano
Officer — Sr VP, Global Operations
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 10:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 6,000 | $87.06 | A | 10,131 | D | |
| Common Stock | Aug 1, 2016 | M | 6,000 | $98.21 | A | 16,131 | D | |
| Common Stock | Aug 1, 2016 | M | 6,000 | $79.05 | A | 22,131 | D | |
| Common Stock | Aug 1, 2016 | M | 6,000 | $79.15 | A | 28,131 | D | |
| Common Stock | Aug 1, 2016 | S | 24,000 | $161.00 | D | 4,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $87.06 | Aug 1, 2016 | M | 6,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 6,000 | 12,000 | D |
| Stock Option (Right to Buy) | $98.21 | Aug 1, 2016 | M | 6,000 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 6,000 | 9,000 | D |
| Stock Option (Right to Buy) | $79.05 | Aug 1, 2016 | M | 6,000 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 6,000 | 0 | D |
| Stock Option (Right to Buy) | $79.15 | Aug 1, 2016 | M | 6,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 6,000 | 6,000 | D |