SEC Form 4 · accession 0001127602-16-058998
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie H Glimcher M.D.
Director
Period of report
Jul 28, 2016
Accepted (ET)
Aug 1, 2016 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2016 | M | 3,200 | $75.94 | A | 12,161 | D | |
| Common Stock | Jul 28, 2016 | M | 800 | $78.10 | A | 12,961 | D | |
| Common Stock | Jul 28, 2016 | S | 3,200 | $156.36 | D | 9,761 | D | |
| Common Stock | Jul 28, 2016 | S | 800 | $156.47 | D | 8,961 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $75.94 | Jul 28, 2016 | M | 3,200 | D | Jan 3, 2013 | Jan 3, 2022 | Common Stock | 3,200 | 800 | D |
| Stock Option (Right to Buy) | $78.10 | Jul 28, 2016 | M | 800 | D | Jan 3, 2012 | Jan 3, 2021 | Common Stock | 800 | 0 | D |