SEC Form 4 · accession 0001127602-16-054619
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C Harrington
Officer — Sr VP, Global Markets
Period of report
Jun 2, 2016
Accepted (ET)
Jun 3, 2016 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2016 | M | 12,000 | $77.94 | A | 19,187 | D | |
| Common Stock | Jun 2, 2016 | M | 11,200 | $79.05 | A | 30,387 | D | |
| Common Stock | Jun 2, 2016 | S | 12,000 | $139.08 | D | 18,387 | D | |
| Common Stock | Jun 2, 2016 | S | 11,200 | $139.09 | D | 7,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $77.94 | Jun 2, 2016 | M | 12,000 | D | Dec 11, 2008 | Dec 11, 2017 | Common Stock | 12,000 | 0 | D |
| Stock Option (Right to Buy) | $79.05 | Jun 2, 2016 | M | 11,200 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 11,200 | 16,800 | D |