SEC Form 4 · accession 0001127602-16-054618
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene G Cassis
Officer — Chief Financial Officer
Period of report
Jun 2, 2016
Accepted (ET)
Jun 3, 2016 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2016 | M | 10,000 | $77.94 | A | 38,674 | D | |
| Common Stock | Jun 2, 2016 | M | 10,000 | $41.20 | A | 48,674 | D | |
| Common Stock | Jun 2, 2016 | S | 20,000 | $139.36 | D | 28,674 | D | |
| Common Stock | holding | — | — | — | 1,926 | I | by ESPP | |
| Common Stock | holding | — | — | — | 6,386 | I | by Wife | |
| Common Stock | holding | — | — | — | 2,102 | I | by Wife's 401k | |
| Common Stock | holding | — | — | — | 1,023 | I | by Wife's ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $77.94 | Jun 2, 2016 | M | 10,000 | D | Dec 11, 2008 | Dec 11, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy) | $41.20 | Jun 2, 2016 | M | 10,000 | D | Dec 10, 2009 | Dec 10, 2018 | Common Stock | 10,000 | 0 | D |