SEC Form 4 · accession 0001127602-16-053350
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Beaudouin
Officer — VP and General Counsel
Period of report
May 24, 2016
Accepted (ET)
May 25, 2016 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2016 | M | 10,000 | $79.15 | A | 17,647 | D | |
| Common Stock | May 24, 2016 | S | 10,000 | $137.35 | D | 7,647 | D | |
| Common Stock | May 24, 2016 | M | 10,000 | $87.06 | A | 17,647 | D | |
| Common Stock | May 24, 2016 | S | 10,000 | $137.35 | D | 7,647 | D | |
| Common Stock | May 24, 2016 | M | 10,000 | $79.05 | A | 17,647 | D | |
| Common Stock | May 24, 2016 | S | 10,000 | $137.54 | D | 7,647 | D | |
| Common Stock | holding | — | — | — | 1,470 | I | 401K | |
| Common Stock | holding | — | — | — | 2,791 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.15 | May 24, 2016 | M | 10,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy) | $87.06 | May 24, 2016 | M | 10,000 | D | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 10,000 | 25,000 | D |
| Stock Option (Right to Buy) | $79.05 | May 24, 2016 | M | 10,000 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 10,000 | 0 | D |