SEC Form 4 · accession 0001127602-16-052233
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Rae
Officer — Corporate VP of HR
Period of report
May 13, 2016
Accepted (ET)
May 16, 2016 · 9:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2016 | M | 8,000 | $79.05 | A | 14,815 | D | |
| Common Stock | May 13, 2016 | M | 12,000 | $79.15 | A | 26,815 | D | |
| Common Stock | May 13, 2016 | S | 20,000 | $134.96 | D | 6,815 | D | |
| Common Stock | holding | — | — | — | 3,901 | I | By 401k | |
| Common Stock | holding | — | — | — | 2,647 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.05 | May 13, 2016 | M | 8,000 | D | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 8,000 | 0 | D |
| Stock Option (Right to Buy) | $79.15 | May 13, 2016 | M | 12,000 | D | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 12,000 | 14,000 | D |