SEC Form 4 · accession 0001127602-16-045859
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene G Cassis
Officer — Chief Financial Officer
Period of report
Mar 9, 2016
Accepted (ET)
Mar 10, 2016 · 9:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | M | 8,000 | $49.31 | A | 36,674 | D | |
| Common Stock | Mar 9, 2016 | S | 8,000 | $127.59 | D | 28,674 | D | |
| Common Stock | holding | — | — | — | 1,774 | I | by ESPP | |
| Common Stock | holding | — | — | — | 6,386 | I | by Wife | |
| Common Stock | holding | — | — | — | 2,107 | I | by Wife's 401k | |
| Common Stock | holding | — | — | — | 912 | I | by Wife's ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $49.31 | Mar 9, 2016 | M | 8,000 | D | Dec 13, 2007 | Dec 13, 2016 | Common Stock | 8,000 | 0 | D |