SEC Form 4 · accession 0001127602-16-040561
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Terricciano
Officer — Sr VP, Global Operations
Period of report
Feb 10, 2016
Accepted (ET)
Feb 11, 2016 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $117.68 | Feb 10, 2016 | A | 6,559 | A | Feb 10, 2017 | Feb 10, 2026 | Common Stock | 6,559 | 6,559 | D |
| Stock Option (Right to Buy)F2,F4 | $79.05 | holding | — | — | — | Dec 9, 2011 | Dec 9, 2020 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F2,F5 | $79.15 | holding | — | — | — | Dec 7, 2012 | Dec 7, 2021 | Common Stock | 12,000 | 12,000 | D |
| Stock Option (Right to Buy)F2,F6 | $87.06 | holding | — | — | — | Dec 11, 2013 | Dec 11, 2022 | Common Stock | 18,000 | 18,000 | D |
| Stock Option (Right to Buy)F2,F7 | $98.21 | holding | — | — | — | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F2,F8 | $113.36 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 21,000 | 21,000 | D |
| Stock Option (Right to Buy)F2,F9 | $128.93 | holding | — | — | — | Dec 9, 2016 | Dec 9, 2025 | Common Stock | 19,701 | 19,701 | D |
Explanation of responses
- F15,091 Restricted Stock Units vest 20% per annum for a 5 year period beginning on December 6, 2014. A total of 960 shares of common stock representing taxes were withheld at vesting dates December 6, 2014 and December 6, 2015.
- F2The reporting person was not subject to Section 16b reporting between June 15, 2005 and February 10, 2016.
- F3These options vest 20% per annum for a 5 year period beginning on February 10, 2017.
- F4The grant of 30,000 options vested 20% per annum for a 5 year period beginning on December 9, 2011.
- F5The grant of 30,000 options vest 20% per annum for a 5 year period beginning on December 7, 2012.
- F6The grant of 30,000 options vest 20% per annum for a 5 year period beginning on December 11, 2013.
- F7These options vest 20% per annum for a 5 year period beginning on December 6, 2014.
- F8These options vest 20% per annum for a 5 year period beginning on December 11, 2015.
- F9These options vest 20% per annum for a 5 year period beginning on December 9, 2016.