SEC Form 4 · accession 0001127602-16-036183
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joann A Reed
Director
Period of report
Jan 5, 2016
Accepted (ET)
Jan 6, 2016 · 10:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2016 | M | 1,538 | $44.25 | A | 17,999 | D | |
| Common StockF1 | Jan 5, 2016 | M | 1,459 | $48.88 | A | 19,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $44.25 | Jan 5, 2016 | M | 1,538 | D | May 11, 2007 | May 11, 2016 | Common Stock | 1,538 | 0 | D |
| Stock Option (Right to Buy)F1 | $48.88 | Jan 5, 2016 | M | 1,459 | D | Jan 3, 2008 | Jan 3, 2017 | Common Stock | 1,459 | 0 | D |
Explanation of responses
- F1Acquisition of common stock was made under a sale plan established pursuant to the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.