SEC Form 4 · accession 0001127602-16-035603
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael J Berendt
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 10:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | A | 3,761 | $0.00 | A | 22,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $130.35 | Jan 4, 2016 | A | 843 | A | Jan 4, 2017 | Jan 4, 2026 | Common Stock | 843 | 843 | D |
Explanation of responses
- F1Grant of shares of common stock subject to restrictions that lapse January 4, 2017.
- F2Options fully vest on January 4, 2017.