SEC Form 4 · accession 0001127602-16-035597
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Conard
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | A | 3,761 | $0.00 | A | 54,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Dec 31, 2015 | A | 154 | A | Dec 31, 2015 | — | Common Stock | 154 | 154 | D |
| Stock Option (Right to Buy)F4 | $130.35 | Jan 4, 2016 | A | 843 | A | Jan 4, 2017 | Jan 4, 2026 | Common Stock | 843 | 843 | D |
Explanation of responses
- F1Grant of shares of common stock subject to restrictions that lapse January 4, 2017.
- F2Phantom stock units are convertible into common stock shares on a one to one ratio.
- F3Upon resignation as Director.
- F4Options fully vest on January 4, 2017.