SEC Form 4 · accession 0001127602-15-033845
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Beaudouin
Officer — VP and General Counsel
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 11:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | J | 975 | $0.00 | D | 0 | I | By Rollover Ira |
| Common Stock | holding | — | — | — | 7,647 | D | ||
| Common Stock | holding | — | — | — | 1,367 | I | 401K | |
| Common Stock | holding | — | — | — | 2,599 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $128.93 | Dec 9, 2015 | A | 37,527 | A | Dec 9, 2016 | Dec 9, 2025 | Common Stock | 37,527 | 37,527 | D |
Explanation of responses
- F1Mr. Beaudouin transferred 975 shares of Waters common stock to his former spouse pursuant to a Separation Agreement.